securities affiliate

См. также в других словарях:

• affiliate — af·fil·i·ate 1 /ə fi lē ˌāt/ vb at·ed, at·ing vt 1: to bring or receive into close association as a member or division 2: to join or associate as a member or division vi: to connect or associate oneself usu. used with with has jus …   Law dictionary

• affiliate — Under Title 11 U.S.C. Section 101: (2) The term affiliate means (A) entity that directly or indirectly owns, controls, or holds with power to vote, 20 percent or more of the outstanding voting securities of the debtor, other than an entity that… …   Glossary of Bankruptcy

• Securities Industry and Financial Markets Association — The Securities Industry and Financial Markets Association (SIFMA) is an industry trade group representing securities firms, banks, and asset management companies in the U.S., Europe, and Asia. SIFMA was formed on November 1, 2006, from the merger …   Wikipedia

• Securities & Investment Institute — The Securities Investment Institute (SII) is a City of London based professional body for those who work in the financial and investment industry.It states its mission as: “to set standards of professional excellence and integrity for the… …   Wikipedia

• restricted securities — Securities acquired directly or indirectly from an issuer, or from a person in a controlled relationship with the issuer (an affiliate ) in a transaction or chain of transactions not involving any public offering. Bader v. Fleschner, D.C.N.Y.,… …   Black's law dictionary

• International Organization of Securities Commissions — The International Organization of Securities Commissions (IOSCO) is an international organization that brings together the regulators of the world’s securities and futures markets. It, along with its sister organizations, the Basel Committee on… …   Wikipedia

• restricted securities — n. Securities acquired from the issuer in a transaction not open to the public and not available to the general public to purchase. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008.… …   Law dictionary

• Mizuho Securities — headquarters in Ōtemachi, Tokyo Mizuho Securities Co., Ltd. (みずほ証券株式会社, Mizuho Shōken Kabushiki gaisha …   Wikipedia

• Osaka Securities Exchange — Co., Ltd. 株式会社大阪証券取引所 Type Public K.K. Traded as JASDAQ: 8697 Industry Financial Founded …   Wikipedia

• control securities — USA Securities held by an affiliate of the issuer, regardless of how the affiliate acquired the securities. Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010 …   Law dictionary

• Underwriting — refers to the process that a large financial service provider (bank, insurer, investment house) uses to assess the eligibility of a customer to receive their products (equity capital, insurance, mortgage or credit). The name derives from the… …   Wikipedia